Risky Women Radio

Denis Camilo, Risk and Compliance Director at Protiviti, talks with Lauren Munfa, Head of Americas Investment Bank C&ORC at UBS, about how much her parent management training translated to running a large compliance program. SHOW NOTES 00:51 Career Journey 03:58 Top Skills for Risk Management 08:05 The Importance of Immediate and Consistent Rewards 15:49 How to Give an Effective Command 21:26 How Root Cause Analysis Applies at Home and in the Office Transcripts and subscribe to newsletter: https://www.riskywomen.org/2022/11/podcast-s5e9-how-children-have-made-me-a-better-compliance-leader-lauren-munfa/

Kimberley Cole talks with Rupal Patel, Head of Data Insights & Risk Intelligence at Acin and Founder of Women in Risk and Control, about moving operational risk from a solely qualitative discipline to a data led one and why connection and networks are key! Show Notes 01:51 Career Journey 12:46 Biggest Risks 20:53 Women in Risk and Control 27:51 Acin & Op Risk Ahead 46:50 Rants & Revelations Transcripts and more: https://www.riskywomen.org/2022/11/podcast-s5e8-taking-control-rupal-patel/

Shaheen Dil, Senior Managing Director of Protiviti, in conversation with Ximena Zambrano, Senior Vice President and Head of Model Validation at Wells Fargo on the evolution of risk analytics and technological advances in data science (AKA are machines taking over?) Show Notes 03:37 Career Journey 07:08 Key Risks Ahead 10:21 Advanced Analytics & Unintended Consequences 20:02 New Skills Needed 25:42 Advice for Successful Leaders Transcript & more on risk > https://www.riskywomen.org/2022/10/podcast-s5e7-risk-analytics-ximena-zambrano/

Kimberley Cole talks with our first Risky Man Nathan Lynch, a regulatory intelligence professional and author of The Lucky Laundry. They discuss the real world outcomes of financial crime, the status of Australia and how compliance and risk professionals are critically important to prevention. SHOW NOTES 01:41 Career Journey 12:04 The Lucky Laundry Book 16:56 Australia Situation & AUSTRAC 29:06 Role & Skills for AML Pros 36:05 Rants & Revelations 41:55 Recommendations Transcript and more: https://www.riskywomen.org/2022/10/podcast-s5e6-the-lucky-laundry-nathan-lynch/

Kimberley Cole talks with Catherine Fox, award winning journalist and author of Stop Fixing Women, about diversity risk and the need to invest in women.  This is the first of our Risk Radar Series which takes a 360 degree view of risks facing leaders, everyone from boards to management teams and individuals.  Show Notes 02:24 Career Journey 09:28 Key Gender Diversity Issues 12:13 What Does Merit Really Mean 14:29 Lean Out 19:21 Stop Fixing Women 28:12 Rants & Revelations 32:01 Recommendations sign up: https://www.riskywomen.org/2022/09/podcast-s5e5-stop-fixing-women-catherine-fox/

Christine Halvorsen, Managing Director of Protiviti, talks with Lynn Haaland, Zoom’s Chief Compliance Ethics and Privacy Officer, and Deputy General Counsel.  They discuss everything from how Lynn joined Zoom only weeks before COVID-19 pandemic changed the world and Zoom to the next big challenges ahead in privacy and cybersecurity compliance. Show Notes 01:55 Career Journey – Joining Zoom at Start of COVID-19 11:01 Advice for Startups Moving into Growth Mode 16:58 Biggest Privacy & Compliance Challenges Ahead 33:39 ESG & ERM Strategy 42:45 Measuring Success 48:24 Public Private Partnership Transcript, video and more: https://www.riskywomen.org/2022/09/podcast-s5e4-privacy-security-compliance-at-zoom-lynn-haaland/

Shelley Metz-Galloway, US lead of Protiviti’s regulatory compliance practice, talks with Mary Bailey, regulatory compliance expert, about the US Community Reinvestment Act and how upcoming changes to the rule should improve access to credit and have a big impact on banks’ compliance and reporting. Show Notes 01:37 Career Journey 08:21 International Efforts 10:19 CRA and Fair Lending 12:31 What the CRA Changes Mean for Banks Learn more and subscribe: https://www.riskywomen.org/2022/06/podcast-s5e3-cra-and-fair-lending-mary-bailey/

Jackie Sanz of Protiviti talks with Amy Aubin, a CCO of two firms in Canada, about compliance and risk challenges faced by compliance professionals of smaller firms in the asset management industry, where innovation and access to compliance networks are of importance in the management of risk. Show Notes 02:13 Career journey 06:08 Risks in Smaller vs Larger Asset Management Firms 14:01 Lasting Impact of COVID-19 Pandemic 17:41 Hiring Compliance for Small Firms 22:53 Top Risks in Current Environment 27:39 Advice for future CCOs Subscribe & More > https://www.riskywomen.org/2022/04/podcast-s5e2-compliance-risk-challenges-for-small-asset-management-firms-amy-aubin/

Kimberley Cole speaks with senior risk and compliance leaders at Protiviti about financial services industry compliance priorities for 2022: traditional issues like financial crime, broader risk mandates, ESG, culture and conduct, vulnerable customers, artificial intelligence, cybersecurity and more. Show Notes 03:05 Career journey 06:08 What’s different for 2022 10:13 Key challenges 15:29 Compliance function’s future 18:33 Innovation examples 20:58 Advice for future CCOs Sign up for more: https://www.riskywomen.org/2022/02/podcast-s5e1-compliance-priorities-for-2022/

Guest host Lucy Pearman talks with Carol Beaumier who oversees Protiviti’s Asia-Pac Financial Services Practice about cyber and ESG risks, talent retention and the consequences of not transforming. Show Notes 02:19 Career journey 06:22 Emerging risks in financial services 09:25 Talent retention 11:00 Consequence of not transforming 11:56 Rants & Revelations 13:15 Rapid Fire Round

Guest host Lucy Pearman talks with Donna Timlen, CCO of OneMain Financial – America’s largest installment lender, about their compliance transformation: talent, technology, strategy and a root cause focus. Show Notes 02:51 Career journey 07:42 Innovation at OneMain Financial 12:22 Protecting talent 14:37 Technology use 16:24 Root cause focus 18:09 D&I, CSR, ESG 20:22 Rants & Revelations 22:35 Rapid Fire Round

Guest host Lucy Pearman talks with Sophie Krynauw, Transformation Audit Director at Zurich Insurance, about the future of insurance and workplaces in a digital environment with global collaborative teams focusing on outcomes rather than process. Show Notes 02:31 Career journey 06:45 Transition during COVID-19 10:44 Future of audit 14:22 Workforce sustainability 16:35 How are leading companies succeeding? 20:20 Rants & Revelations 22:43 Rapid Fire Round Transcript > https://www.riskywomen.org/2021/08/podcast-s4e6-workplace-transformation-sophie-krynauw/

Amii and Diana discuss career transformation opportunities, future proofing, your promotability, what Risky Women should do, and the impact of women on boards. Show Notes 03:14 Career Journeys 15:01 Transformation Opportunities 24:36 Future Proof 29:17 The Promotability Index 30:53 What Risky Women Should Do 40:24 Impact of Women on Boards 46:28 Rants & Revelations 54:36 Rapid Fire Round Transcript and more > https://riskywomen.org/2021/08/podcast-s4e5-career-transformation-amii-barnhard-bahn-diana-wu-david/

Next in our Transformation series, guest host Lucy Pearman talks with Jo Ann Barefoot about RegTech innovation from how regulators are using technology to how financial services need to urgently expand their experimentation and adoption rates. Show Notes 01:47 Career journey 01:56 Alliance on Innovative Regulation 15:37 Top priorities for financial services innovation 21:45 Regulators and digital transformation 26:24 What truly smart regulation looks like 31:22 What are leading companies doing to get ready? 35:29 Rants & Revelations 41:32 Rapid Fire Round GET TRANSCRIPTS & MORE > https://riskywomen.org/2021/06/podcast-s4e4-regtech-transformation-jo-ann-barefoot/

Next in our Transformation series, guest host Lucy Pearman talks with Diane Minunni Callan of TD Bank about their ongoing development and enhancement of compliance programs and regulatory change management processes - from ESG to AI. Show Notes 01:57 Career Journey in Risk 04:12 TD Bank Transformation 05:08 Regulatory Challenges & Opportunities 07:06 Leveraging Emerging Technologies 13:14 Rants & Revelations 14:27 Rapid Fire Round Transcript & More: https://riskywomen.org/2021/05/podcast-s4e3-regulatory-change-transformation-diane-minunni-callan/

Join our chat with Karyn Kenny on a career ranging from the John Gotti trial in New York to tribal justice in Borneo, from AML in Bangladesh to Croatia. Karyn serves as US DOJ’s OPDAT for SE Europe regional justice sector initiative, overseeing anti money laundering, asset forfeiture, anti corruption and transnational organized crime. Show Notes 03:26 Career Journey 14:48 Collaboration in Regulatory Landscape 17:34 Public Private Collaboration 21:19 Cryptocurrency Regulation 23:50 FinTech Education 30:41 Rants & Revelations 33:31 Rapid Fire Round Transcripts & more:> https://riskywomen.org/2021/04/podcast-s4e2-collaboration-can-transform-karyn-kenny/

This is the start of our Transformation series and Lucy Pearman of Protiviti will be joining us as guest host. We will be talking about change innovation and take a look ahead at the views from some amazing Risky Women on what’s next in the world of governance, risk, and compliance. Show Notes 02:06 Career Journey in Transformation 10:04 Biggest Challenges & Opportunities Customers Face 15:48 Transformation’s Top Priorities 19:44 Handling Change & Consequences

Kelly-Ann McHugh interviews Kate Miller, leader of Standard Chartered Bank’s Conduct & Behavioral Analysis team.  She discusses how they are using behavioral science to build a bridge between what we think is happening and what’s actually happening on the ground and then influence behaviors towards better outcomes. Show Notes 02:37 Career Journey to Compliance 16:44 Conduct & Behavioral Analysis Team 22:31 Examples of Applying Science to an Event 33:57 Top 3 Impacts of Data & Science on Compliance 37:17 Rants & Revelations 40:36 Rapid Fire Round

Kelly-Ann McHugh interviews Elke Biechele, CEO of RisikoTek on moving from global corporate banking to central banking to running her own regtech startup.  Their AI Amalia is focused on tackling the $5trillion financial crime issue by raising detection levels from the current 0.01%. SHOW NOTES 04:08 Career & Uncovering Scale of Financial Crime 10:49 Lessons Learned 13:20 Role Models 16:39 Starting RisikoTek 21:46 Silos & Data Protection 24:01 Amalia AI & Thinking Like a Transnational Money Launderer 35:03 Rants & Revelations 38:38 Rapid Fire Round

Kelly-Ann McHugh interviews Namita Bhide, Founder of Denim Consulting, on innovation in the financial service sector and why moving to a "proof of value" rather than "proof of concept" model is key to making collaborative, simplified, customer centric change. SHOW NOTES 01:54 Career Journey & Risky Choices 14:53 Trends, Introspection & Collaboration 23:33 Applied Innovation 26:36 Top Challenges for Financial Services 32:16 Gender Diversity 35:22 Rants & Revelations 38:16 Rapid Fire Round Get Transcript and more: https://www.riskywomen.org/2020/05/podcast-s3e4-is-common-sense-uncommon-in-risk-and-compliance-namita-bhide/