Innovation In Compliance With Tom Fox

  • Author: Vários
  • Narrator: Vários
  • Publisher: Podcast
  • Duration: 175:32:51
  • More information

Informações:

Synopsis

Innovation in compliance will bring you interviews with industry leading experts who are changing the way people approach compliance. Host Thomas Fox has practiced law in Houston for 30 years. He is an author and consultant who assists companies with anti-corruption and anti-bribery compliance and international transaction issues. He specializes in bringing business solutions to compliance problems.

Episodes

  • Messaging Complinace in a Shifting Regulatory Landscape: Part 1- The Future is Now: U.S. Regulatory Compliance

    26/06/2023 Duration: 17min

    Is messaging compliance giving your compliance function headaches? Welcome to a special 5 part podcast post series, messaging compliance in a shifting regulatory landscape, sponsored by Global Relay. Over this series I will visit with Chip Jones Executive Vice President, Compliance and Business Development at Global Relay;  Alex Viall, Director, Regulatory Intelligence at Global Relay; Rob Mason, Director, Regulatory Intelligence at Global Relay; Jennie Clarke, Head of Content at Global Relay; and Raewyn Danvers, Sales Manager in Business Development for the Global Relay App. Over this series, we will consider the the US and UK regulartory framework for messaging apps, consider if business innovation being stifled by regulatory action, preview the Global Relay Report: Compliant Communications in 2023, and look down the road on how to stay Ahead of regulation with the compliant communications in one app. In this Part 1, I visit with Chip Jones on the current US regulatory landscape for messaging apps.  In this

  • Part 5 - David Greenberg on the Role of the Board

    23/06/2023 Duration: 18min

    Welcome to a special 5 part podcast series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways. Over this series, we will consider the importance of ongoing communications, the value of targeted training, training third parties, and the role of the Board of Directors. In this concluding Part 5, we consider the role of the Board of Directors in a compliance program with David Greenberg. In this episode, Greenberg discusses the board’s legal obligations, emphasizing their duty to exercise reasonable oversight over potential misconduct and failures of compliance with law and policy. The podcast also delves into the

  • Part 4 - Andrew Rincón on a Training Program for 3rd Parties

    22/06/2023 Duration: 15min

    Welcome to a special 5 part podcast series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways. Over this series, we will consider the importance of ongoing communications, the value of targeted training, training third parties, and the role of the Board of Directors. In this Part 4, we discuss how to put together a training program for third parties with Andrew Rincon. Join Tom Fox in an exciting episode about building a stronger culture of compliance through targeted and effective training as he interviews Andrew Rincón. Discover how the compliance industry has evolved and how technology has significantly impr

  • Part 3 - Jessica Czeczuga on Defining the Effectiveness of Compliance Training

    21/06/2023 Duration: 16min

    Welcome to a special 5 part podcast series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways. Over this series, we will consider the importance of ongoing communications, the value of targeted training, training third parties, and the role of the Board of Directors. In this Part 3, we consider the always challenging topic of defining training effectiveness with Jessica Czeczuga. In this episode, Tom sits down with Kevin McCoy, a customer success manager at Diligent, to talk about the importance of targeted training in compliance. They dive into the importance of engaging employees through microlearning and Dil

  • Part 2 - Kevin McCoy on the Value of Targeted Training

    20/06/2023 Duration: 14min

    Welcome to a special 5 part podcast series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways. Over this series, we will consider the importance of ongoing communications, the value of targeted training, training third parties, and the role of the Board of Directors. In this Part 2, we consider the importance of targeted training Kevin McCoy. In this episode, Tom sits down with Kevin McCoy, a customer success manager at Diligent, to talk about the importance of targeted training in compliance. They dive into the importance of engaging employees through microlearning and Diligent’s unique use of cartoon-animated

  • Digital Commerce-Authentication and Access Management with Paul Trulove

    20/06/2023 Duration: 16min

    In this rapidly evolving digital world, identity is at the heart of our personal and professional lives. On this week's episode of Innovation In Compliance, Tom Fox and guest Paul Trulove, CEO of SecureAuth, explores the world of digital commerce, specifically delving into the realms of authentication and access management. Paul shares his insights on the evolution of the identity and access management space, the role of authentication in our daily lives, and the Zero Trust Initiative. Paul Trulove is an expert in the identity and access management space, with an illustrious career spanning over 15 years. In his early career, he joined the startup SailPoint Technologies, where he helped the company evolve into a leading figure in identity governance and administration. Paul has seen and contributed to the changes within the industry up to this point where identity risk management has become a core element of our digital lives. Currently, as the CEO of SecureAuth, he oversees the company's focus on authenticat

  • Part 1 - Kunal Agrawal on the Importance of Ongoing Communications

    19/06/2023 Duration: 15min

    Get ready to learn about Building a Stronger Culture of Compliance Through Targeted and Effective in a 5 part podcast post series on building a stronger culture of compliance through targeted and effective training, sponsored by Diligent. Over this series, I will visit with Kunal Agrawal, Director of Customer Success at Diligent; Kevin McCoy, Customer Success Manager at Diligent; Jessica Czeczuga, Director, Compliance and Ethics at Diligent; Andrew Rincón, Client Director at Diligent; and David Greenberg, former CEO and Special Advisor at LRN and Director at International Seaways. Over this series, we will consider the importance of ongoing communications, the value of targeted training, training third parties, and the role of the Board of Directors. In this Part 1, we consider the importance of ongoing communications with Kunal Agrawal. In this episode, Tom Fox visits Kunal Agrawal, the Director of Customer Success at Diligent, about the importance of ongoing communications. Kunal shares his extensive backgr

  • Perspective is Power with Zoe Routh

    13/06/2023 Duration: 29min

    Leadership is not about position, but perspective. On this episode of Innovation In Compliance with Tom Fox, guest Zoe Routh shares how her deep connection with the wilderness informs her leadership principles and the importance of shared experiences and real interactions. She and Tom delve into her central belief that perspective is power, how to cultivate an explorer mindset, and the importance of adaptability in a rapidly changing world. Zoe Routh is a leadership development expert based in Australia. Her career began in the great outdoors, leading canoe trips at a summer camp in Canada, where she discovered her passion for understanding human dynamics in a wilderness setting. This led her to Outward Bound Australia, where she spent nine years honing her leadership and personal development skills. For more than 35 years, Zoe has been working in this field, folding her love for wilderness adventure into her leadership programs. She is the author of multiple books and is dedicated to examining the future of

  • Passion, Podcasting and Perspective with Eli Marcus

    06/06/2023 Duration: 18min

    Exploring the most intriguing minds and their stories can motivate us. In this episode of Innovation In Compliance, host Tom Fox talks with Eli Marcus, a fellow member of the C-Suite Network and a prominent figure in the self-help sector. They delve into Marcus's career, his transition from the world's largest seminar company owner to a celebrated podcaster, and his unending quest for knowledge and personal development. They also dissect the intimate power of podcasting and the significance of asking the right questions. Eli Marcus has a passion for self-help and motivation. Growing up as a "non-fiction self-help geek," Eli found solace and guidance in books, which later fueled his entrepreneurial spirit. He went on to establish the Seminar Center in New York City, which quickly became the world's largest seminar company, hosting iconic figures ranging from Michael Jackson to motivational speakers like Les Brown. Marcus has embraced the transformative power of podcasting and is the host of The Motivation Sho

  • Cybersecurity Today and Tomorrow with Patrick Hynds

    23/05/2023 Duration: 23min

    Cybersecurity isn't just the business of the future - it's the war of today. In this episode of Innovation In Compliance, Tom Fox and guest Patrick Hynds, CEO of Pulsar Security, delve into the world of cybersecurity and its implications for organizations of all sizes. From ransomware threats to the role of government in this expanding battlefield, Patrick discusses the evolution of cyber attacks, the importance of ongoing vigilance, and practical steps businesses can take to defend themselves. Patrick unpacks the concept of the 'Pyramid of Threats', and discusses why continuous network maintenance is crucial for cybersecurity. He also shares his predictions on the future of global cyber threats. Patrick Hynds is a veteran-turned-technology entrepreneur with a distinct perspective on cybersecurity. An alumnus of the prestigious military academy at West Point, Patrick served as an infantry officer in the first Gulf War. His early affinity for programming, paired with the perspective gained from his military e

  • Don't Lose the Learner with Asha Palmer

    16/05/2023 Duration: 24min

    Asha Palmer is on a mission to revolutionize the ethics and compliance profession. She joins Tom Fox in this episode of Innovation in Compliance to discuss how marrying technology with ethics and compliance can lead to unprecedented strides in the profession. She shares her new role at Skillsoft, insights on leveraging technology to support learning objectives, and why it’s important to understand different learning styles for more effective training outcomes. Asha Palmer is the Senior Vice President of Compliance Solutions at Skillsoft, where she leads the strategy and product roadmap, delivering transformative learning experiences. She has a wealth of experience from her previous roles, including her time in the U.S. Attorney's office, as well as working at Conversant and OneTrust. A seasoned compliance professional, Asha is applying the skills she's honed throughout her career to enhance the ethics and compliance profession. You’ll hear Tom and Asha discuss: Technology plays a crucial role in the scalab

  • The Role of Backup Systems in Cybersecurity Defense with Curtis Preston

    09/05/2023 Duration: 22min

    According to Curtis Preston, Chief Technical Evangelist at Druva, cyberattacks are not a matter of "if," but "when." In this episode, Tom Fox. and Curtis dive into the importance of backup systems and cyber resilience to protect against ransomware and other types of cyberattacks. Curtis shares his insights on how to limit the blast radius of an attack, why you should assume a breach, and the need to have a playbook and a cyber response team in place. They also discuss the role of state-sponsored attacks in non-kinetic warfare and the need for increased cyber resilience as we approach 2030. W. Curtis Preston has 30 years of experience in the backup and data protection industry. He started his career at MBNA, the second-largest credit card company in 1993, and has been specializing in backup servers ever since. He is currently the Chief Technical Evangelist at Druva, where he talks, writes, and hosts podcasts about data protection systems. Curtis is also known as ‘Mr. Backup’, a moniker that he adopted while wr

  • Improving Third-Party Risk Management with Paul Valente

    02/05/2023 Duration: 20min

    In today's interconnected world, businesses rely on third-party vendors for various products and services. While these partnerships bring great benefits, they also expose companies to a range of risks such as cyber threats, compliance issues, and reputational damage. In this episode, Tom Fox interviews Paul Valente, the co-founder and CEO of VISO Trust. Paul shares valuable insights into how businesses can mitigate risks posed by third-party vendors, the importance of continuous monitoring, and how VISO Trust's platform helps companies manage risks effectively. Paul Valente is the CEO and co-founder of VISO Trust, a company that provides automated third-party cyber risk management solutions. Prior to founding VISO Trust, Paul was the Chief Information Security Officer (CISO) at several companies, including Restoration Hardware, Lending Club, and ASAPP. He is a longtime technologist and security professional with experience in highly regulated industries. You’ll hear Tom and Paul talk about: Companies have

  • AI - a Horizontal Approach to Business Process with Brian Sathianathan

    25/04/2023 Duration: 22min

    AI is a horizontal force that can be applied to every department and industry, from retail to banking, legal to HR. The market size for AI is projected to be over $680 billion by 2030, making it one of the most significant technological advances in modern history. Brian Sathianathan, Chief Digital Officer and co-founder of Iterate.ai, joins host Tom Fox on this episode of Innovation In Compliance to discuss the transformative power of low code software and AI for enterprise transformation.  Brian Sathianathan is the Chief Digital Officer and co-founder of Iterate.ai, a company that helps large enterprises innovate faster through low code software and AI. Sathianathan began his career as a technologist at Apple, working on their secret products and later starting his own video streaming startup. He then transitioned to venture capital work before founding Iterate.ai with his co-founder John Nordmark. You’ll hear Tom and Brian discuss these ideas: AI is a horizontal force that can be applied to every departm

  • Building Trust Through Compliance with Girish Redekar

    18/04/2023 Duration: 18min

    Building trust is a key component of any successful business, but in today's world, trust is increasingly linked to compliance. On this episode of Innovation in Compliance, Tom Fox hosts Girish Redekar, co-founder and CEO of Sprinto. Girish shares his insights on the overwhelming nature of compliance, the benefits of frameworks like SOC 2 and ISO 27001, and the importance of building trust through compliance. Girish Redekar is the co-founder and CEO of Sprinto, a software company that provides an automated solution for achieving and maintaining compliance for other software companies. Girish is a software engineer by trade and has a wealth of experience in running and managing software businesses. Prior to founding Sprinto, he ran a software company called Recruiter Box, where he wrote a bulk of the early code and managed teams, as well as ran product marketing. You’ll hear Girish and Tom discuss: Going through the compliance process can help companies holistically view their organization and think about w

  • Meeting Your Clients Where They Are with Barrett Mathews

    11/04/2023 Duration: 19min

    Are you still relying on outdated communication methods to reach your clients and employees? If so, you might be missing out on a huge opportunity to connect and engage with them. In this episode of Innovation in Compliance, Tom Fox speaks with Dr. Barrett Matthews, a media expert who believes in meeting clients where they are and creating authentic content to increase engagement. Barrett offers valuable insights on how businesses can leverage media to expand their reach and connect with their audience. Dr. Barrett Matthews is a media expert with a diverse background in broadcasting, writing, and production. He has worked with industry legends like Brent Musburger and Terry Bradshaw. He eventually created a business focused on helping others embrace and leverage the power of media. Barrett now works with entrepreneurs and corporations to help them develop an authentic media presence that meets their clients where they are. Barrett and Tom discuss in this episode: Media has evolved and is more accessible to

  • Transformation by Surfing the Waves with Alex Schwartz and Nate Thompson

    04/04/2023 Duration: 24min

    The traditional workplace as we know it is changing exponentially. This, accelerated by the COVID-19 pandemic, has forced companies to adapt to a new way of doing business. In this episode of Innovation In Compliance, Nate Thompson and Alex Schwartz, co-founders and hosts of The Disrupted Workforce, chat with host Tom Fox about the trends and challenges facing companies in this new era of work, including talent acquisition and retention, how AI will help identify talent pools, and the major shifts and disruptions happening in the workplace.  Alex Schwartz is a digital marketing and transformation solutions expert with over a decade of experience working with Fortune 500 companies. Prior to that, he worked in talent management in New York. Alex realized that there was a need to focus more on helping individuals navigate change and on creating better work cultures. He is passionate about looking at the future of work from a human-centered perspective. Nate Thompson started his career as an engineer at Qualcom

  • Igniting Purpose within Organizations with Christina Foxwell

    28/03/2023 Duration: 21min

    How can you build a culture of trust and purpose in your organization? Tom Fox’s guest this week, Christina Foxwell, is an expert in helping companies unleash the purpose within each employee to build a sustainable business. In this episode, Tom and Christina explore the world of organizational transformation: Christina shares how her team helps companies put programs in place to measure outcomes and document results, satisfying stakeholders such as regulators and shareholders. She also emphasizes the importance of building a coaching culture, which can help transform company culture as well as the personal lives of employees.  Christina Foxwell is the Global CEO of Ignite Purpose, a company that aims to make a difference to one person's life a day so that they can make a difference to their world. She is a renowned leadership and transformation expert who has spent more than two decades working with organizations and executives to achieve their goals. At Ignite Purpose, Christina and her team specialize in

  • 3rd Party Management: A risk-based approach - Part 5: Alexander Cotoia on Use Cases

    24/03/2023 Duration: 13min

    Welcome to a special 5-part podcast series sponsored by Diligent. Over this series we will consider a risk-based approach to third-party risk management. Over this series I will visit with Michael Parker, the Director of Advisory and Consulting Services; Stephanie Font, Director of the Optimizations Group; Kairi Isse, Managed Services Group Manager; Adam Bailey, Senior Vice President, Product Management and Alexander Cotoia, Associate at the Volkov Law Group. In this Part 5, I visit with Alexander Cotoia, a Regulatory and Compliance Manager at the Volkov Law Group, to consider how recent FCPA enforcement actions point toward the use cases for a robust third-party risk management system.  In 2022, most FCPA-related enforcement actions involved third parties and required organizations to reprioritize third-party risk management. In this episode, we consider case studies involving ABB Limited, GOL Airlines, and Oracle, demonstrating the importance of understanding bribery and corruption schemes, making voluntary

  • Third-Party Management: A risk-based approach - Part 4: Adam Bailey on Reporting

    23/03/2023 Duration: 17min

    Welcome to a special 5-part podcast series, sponsored by Diligent. Over this series we will consider a risk-based approach toe third-party risk management. Over this series I will visit with Michael Parker is the Director of Advisory and Consulting Services, Stephanie Font, Director of the Optimizations Group; Kairi Isse, Managed Services Group Manager; Adam Bailey, Senior Vice President, Product Management and Alexander Cotoia, from the Volkov Law Group. In this Part 4, I visit with Adam Bailey, to look at the role of the Board in risk, audit, compliance, and ESG and the reporting from executive teams and GRC practitioners to take risks and seize chances.   Bailey has worked to help organizations better manage their risk by providing insight and clarity to boards of directors. He strived to enable executive teams and GRC practitioners to assess and manage strategic risks, ultimately connecting boards, practitioners and executives together to innovate and drive growth. With the complexity of third-party relat

page 6 from 27
Join Now

Join Now

  • Unlimited access to all content on the platform.
  • More than 30 thousand titles, including audiobooks, ebooks, podcasts, series and documentaries.
  • Narration of audiobooks by professionals, including actors, announcers and even the authors themselves.
Try it Now Firm without compromise. Cancel whenever you want.

Share