Bloomberg Law
States Sue SEC Over Watered Down Broker-Dealer Rule
- Author: Vários
- Narrator: Vários
- Publisher: Podcast
- Duration: 0:10:07
- More information
Informações:
Synopsis
Columbia School of Law Professor John Coffee discusses the lawsuit by New York and a half dozen other states who are suing the Securities and Exchange Commission over allegations they watered down a final regulation intended to protect broker-dealer customers from conflicts of interest. He speaks to Bloomberg’s June Grasso.