Innovation In Compliance With Tom Fox
Third-Party Management: A risk-based approach – Part 2: Stephanie Font on Questionnaires and Due Diligence
- Author: Vários
- Narrator: Vários
- Publisher: Podcast
- Duration: 0:15:55
- More information
Informações:
Synopsis
Welcome to a special 5-part podcast series, sponsored by Diligent. Over this series we will consider a risk-based approach toe third-party risk management. Over this series I will visit with Michael Parker is the Director of Advisory and Consulting Services, Stephanie Font, Director of the Optimizations Group; Kairi Isse, Managed Services Group Manager; Adam Bailey, Senior Vice President, Product Management and Alexander Cotoia, Associate at the Volkov Law Group. In this Part 2, I visit with Stephanie Font, on the need for evaluation of potential third-party through questionnaires and determination of the necessary due diligence investigations to comply with regulations, while navigating using questionnaires to uncover the truth. What is the importance of understanding regulations and risk factors when creating questionnaires to help with due diligence. Through understanding the risk model and what specific regulations the company needs to comply with, creating effective questionnaires to help with due dili